The Communication Can Be Encrypted and Still Create Risk.
Encryption protects the message in transit. It does not answer whether the device was compromised, whether the channel was permitted, or whether the interaction can be reconstructed for a regulator two years later.
THREAT VECTORS
SIM SWAPMOBILE PHISHINGCOMPROMISED DEVICEUNREGULATED MESSAGINGACCOUNT TAKEOVER
REGULATORY LAYER
RECORDINGRETENTIONSUPERVISIONAUDITABILITYeDISCOVERY
What ASPIS Protects
01Regulated CommunicationsMessaging, voice, video, and file exchange captured under policy rather than pushed to unmonitored channels.
02Client InteractionsAdvisor and client communication protected end to end and retained as required.
03Trading ActivityDesk communications with supervisory sampling and review queues.
04Mobile EndpointsSIM attack, phishing, malicious application, and device compromise detection on the handsets used to transact.
05Executive & Board MattersM&A, financial results, and governance discussion in a controlled environment.
06InvestigationsEvidence packages, legal hold, and reconstruction of what actually happened.
Regulated Communications Pipeline
VOICE / VIDEO / MESSAGE / FILESHIELDIT FSXSecure regulated communicationsRECORDING / POLICYSENTINELIQAnalysis and reviewSUPERVISION / RETENTION / INVESTIGATION
Governance Requirements
Designed to help organizations address requirements associated with the following. ASPIS does not imply certification under any of these programs.
FINRASEC recordkeepingGLBASOXFFIECPCI DSSMiFID II where applicable
Ecosystem Integration
Microsoft PurviewSmarshGlobal RelaySIEM / XDREnterprise Identity